Boussard & Gavaudan Investment Management LLP: Form 8.3

Boussard & Gavaudan Investment Management LLP: Form 8.3

FORM 8.3

DISCLOSURE OF PUBLIC OPENING POSITION/DISCLOSURE OF TRADE BY

A PERSON WITH AN INTEREST IN RELEVANT SECURITIES OF 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. IMPORTANT INFORMATION

(a) Identity of person whose position/business is disclosed:

Boussard & Gavaudan Investment Management LLP

Boussard & Gavaudan Gestion SAS

Acting on behalf of various funds

(b) Owner or controller of disclosed interests and short positions, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

(c) Name of offeror/offeree to whose relevant securities this form relates:

Use a separate form for each provider/offer recipient

Norton LifeLock Inc.

(d) If an Exempt Fund Manager is affiliated with a provider/offeree, state so and provide the identity of the provider/offeree:

(e) Date of position held/trade executed:

August 4, 2022

(f) Has the disclosing party previously or currently disclosed to any other party of this offer in accordance with the Code?

Yes / Avast plc

2. POSITIONS OF THE NOTIFYING PERSON

(a) Interests and short positions in the relevant securities of the provider or target recipient to which the post-trade disclosure relates (if any)

Class of relevant security:

$0.01 common

ISIN: US6687711084

Interests

short positions

number

%

number

%

(1) Relevant securities owned and/or controlled by:

371,327

0.06%

(2) Derivatives CFD (except options):

35,920

0.00%

(3) Purchase/Sale Options and Agreements:

TOTAL:

407,247

0.06%

All holdings and all short positions should be disclosed. Details of any open positions in derivatives or options or agreements to buy or sell relevant securities should be included on Supplemental Form 8 (Open Positions).

Class of relevant security:

2.000% Senior Unsecured Convertible Notes August 2022

ID: US668771AB40

Interests

short positions

number

%

number

%

(1) Relevant securities owned and/or controlled by:

0

0.00%

(2) Derivatives CFD (except options):

0

0.00%

(3) Purchase/Sale Options and Agreements:

TOTAL:

0

0.00%

(b) Subscription rights to new securities (including options for directors and other officers)

Class of relevant security to which a subscription right exists:

Details, including type of rights affected and relevant percentages:

If there is a position or right to subscribe or disclose in more than one class of relevant security of the bidder or target recipient referred to in 1(c), copy Table 2(a) or (b) (as the case may be) for each additional relevant class of security .

3. TRADE (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and Sales

Class of the relevant security

purchase/sale

number of securities

Price per unit USD

$0.01 common

Buy

7,550

26.50

$0.01 common

Buy

12,975

26.59

$0.01 common

Buy

4,274

26.58

(b) Derivative transactions (other than options)

Class of the relevant security

Product description

eg CFD

type of action

eg open/close a long/short position, increase/decrease a long/short position

Number of Reference Securities

price per unit

USD

$0.01 common

CFD

Reduce a short position

1,980

26.52

$0.01 common

CFD

Reduce a short position

422

26.58

$0.01 common

CFD

Reduce a short position

302

26.56

(c) option transactions relating to existing securities

(I) Write, sell, buy or vary

Class of the relevant security

Product description eg call option

Write, buy, sell, vary etc.

Number of securities to which the option relates

Strike Price per Unit

Type

e.g. American, European etc.

expiry date

Option money paid/received per unit

(ii) Exercising

Class of the relevant security

Product description

eg call option

number of securities

Strike Price per Unit

(d) Other transactions (including subscription to new securities)

Class of the relevant security

type of action

eg subscription, conversion

details

Price per unit (if applicable)

The currency must be specified for all prices and other amounts of money.

If more than one class of relevant securities of the provider or target recipient referred to in 1(c) was traded, copy Table 3(a), (b), (c) or (d) (as the case may be) for each additional class Class of the relevant security being traded.

4. OTHER INFORMATION

(a) Compensation and Other Commercial Arrangements

Details of any indemnity or option agreement or agreement or understanding, formal or informal, in relation to relevant securities which may be an inducement to act or refrain from trading entered into by the disclosing person and any party to the offering or any other person acting jointly with a party to the Offer:

If there are no such agreements, understandings or understandings, indicate “none”.

none

(b) agreements, understandings or understandings relating to options or derivatives

Details of any arrangement, understanding or understanding, formal or informal, between the person making the disclosure and any other person with respect to:

(i) the voting rights of all relevant securities under an option; or

(ii) the voting rights or future acquisition or disposal of relevant securities to which a derivative relates:

If there are no such agreements, understandings or understandings, indicate “none”.

none

(c) Attachments

Is a supplementary form 8 (vacancies) attached?

NO

Disclosure Date:

05th Aug 2022

Contact name:

Deborah Winner

Telephone number:

+44 203 751 54 12

Disclosures under Rule 8 of the Code must be made to a regulatory information service and also emailed to the Takeover Board at [email protected]. The Panel’s Market Surveillance Unit is available for advice on the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Board’s website at www.thetakeoverpanel.org.uk.

Appendix

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